Regulatory Compliance and Cybersecurity

Careers Regulatory Compliance and Cybersecurity Department : IT and Auto Qualification : B.E./B.Tech in Computer Science/IT/Electronics Experience : 8-10 Years Roles and Responsibilities Job Purpose To ensure full compliance of IT systems with regulatory requirements prescribed by SEBI, Stock Exchanges, and Depositories, and to safeguard the organization s information assets through robust cybersecurity controls, risk management, and continuous monitoring. Key Roles Responsibilities 1. Regulatory and Audit Compliance Ensure compliance of IT systems and processes with SEBI, Stock Exchange, and Depository (NSDL/CDSL) guidelines. Track and implement regulatory circulars related to IT systems and cybersecurity within stipulated timelines. Coordinate and support internal, concurrent, system, IS audits, and regulatory inspections. Prepare and maintain audit documentation including SOPs, system architecture, logs, and access matrices. Ensure timely closure of audit observations and implementation of corrective actions. Maintain IT policies and procedures as per regulatory requirements. Assist Compliance and Risk teams in regulatory reporting related to IT and DPDP Act 2. Cybersecurity and Risk Management Implement cybersecurity controls in line with SEBI Cybersecurity Cyber Resilience Framework. Monitor systems for security threats, vulnerabilities, and suspicious activities. Coordinate with SOC, CERT-In, vendors, and internal teams for incident response. Conduct periodic vulnerability assessments and risk assessments. Manage user access controls, role-based access, and periodic access reviews. Ensure data security, encryption, backup integrity, and DR readiness. Participate in BCP and DR drills and documentation. Maintain cybersecurity incident logs and support regulatory reporting. Educational Qualification B.E./B.Tech in Computer Science / IT / Electronics MCA / M.Sc. (IT) or equivalent qualification Experience 8 10 years of relevant IT experience in a stock broking / financial services organization.